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At Talley & Company - Member FINRA/SIPC - is dedicated to attracting, developing & retaining the top talent globally in our industry. For more information:

Please contact us at: admin@talleycapital.com
 
  Company Founder Mr. Richard Wm. Talley Introduction  
 
Mr. Talley's background in innovative investment products and global investment sourcing has given him the reputation and status of providing consistent value addition in client investment fund evaluations.

Global Industry Analysis and Client Services from his office in New York, NY, Mr. Talley provides a broad array of investment alternatives to clients worldwide, stretching across Europe, Asia, the Middle East, Central America and the United States. Preferred investments have resulted in
 
substantial value addition derived from Mr. Talley's significant experience in the alternative investment space, both in analysis and funding. Recommended investments sourcing from global roots, specifically Europe, Asia, Central America and the United States, not to mention, in a wide range of industries.  Mr. Talley’s clients include a wide spectrum of wealth management offices and private equity firms.
  Example investments recommended by Mr. Talley include the following:  
 
  • 2008-09
  • 2007
  • 2006
  • 2004
  • 2001
  • 1992-1995
  • 1984-1990
  • 1986-1988
  • 1983
Acting as investment bankers , Talley & Company raised equity capital for Mobclix, Inc. Mobclix, Inc., (the “Company” or “Mobclix”), has been formed for the purpose of commercializing its breakthrough analytics technology for mobile applications by 1) monetizing its partner mobile applications through advertising revenue 2) licensing its analytics to enterprises developing mobile applications 3) aggregating and segmenting mobile application data for market research purposes 4) assisting wireless telecommunication carriers increase their average revenue per user by monetizing native applications on mobile devices 5) enhancing advertising network revenues by providing more accurate targeting.
link to Mobclix
As a director of China Aoxing Pharmacutical Co., Mr. Talley assisted the board with American Oriental Bioengineering ( AOB NYSE) investment into China Aoxing Pharama Co. (CAXG.OB)
As Chairman of Central American Equities CEAQ (CEAQ OTCBB } Mr. Talley completed a reverse merger with Ostar Pharmaceutical,Inc. a Delaware corporation. Ostar is a holding company whose only asset is shares in Hebei Aoxing Pharmaceutical GroupCo.,Ltd. Hebei Aoxing Pharmaceutical Group Co.,Ltd is one of the first nongovernmental enterprises to enter the analgesic industry in China The company's facilities are located in Xinle City. Shijiazhuang, Hebei province, about 143 miles from Beijing.
Investment support to Café Britt Coffee Corporation, with operations based in Costa Rica. Mr. Talley has been funding the company since its inception by providing both debt and equity capital. He serves as the company's Investment Banker, providing funding and advisory services Café Britt is Costa Rica's premier coffee roaster and a leading merchandiser.
Collaboration with BNP Paribas Bank (Paris, France) in the structuring of !00% capital-protected European Medium Term Notes (EMTN) for clients of BNP Paribas managed by its offices in Geneva, Switzerland, Dubai, United Arab Emirates and London, England.
At a valuation of $14 million, Mr. Talley’s company raised substantial equity for PDT, subsequently NASDAQ: MRVT. Miravant was active in photo-dynamic cancer therapy (thereby the initial name, PDT). With advisory support from Mr. Talley, the company went public in 1995, and became one of the leading NASDAQ performers by reaching a valuation of $1.2 billion.
On an advisory basis, Mr. Talley innovatively provided start-up equity capital to one Corporation in one of the first uses of R&D Limited Partnerships for such purpose, leading to its sale to Union Carbide Corporation. The funding structure implemented by Mr. Talley allowed the company to access funds otherwise unavailable from the US financial market.
In addition to previously having provided investment support to the company, Mr. Talley joined the Board and served as Chairman of the Audit Committee of Inamed Corporation (OTC: IMDC). In such roles, Mr. Talley assisted the company in reorganizing management and revising the underlying business model. Subsequent to Mr. Talley serving the Board, Inamed's stock rose from $4 per share to a subsequent price of $75 per share.
Funding of Immulok Corporation; Mr. Talley’s company raised significant equity for this company engaged in the initial use of monoclonal antibodies in office test kits for the detection of sexually-transmitted diseases .After just 19 months, the company was sold to Johnson & Johnson for a price resulting in a five-fold return for investors.
 
     
Investment Banking and Brokerage Leadership
 
  In 2000, Mr. Talley founded Talley & Company, a NASD registered broker-dealer up to the present time .Talley & Company operated from Irvine, California from 1995 to 2000.  Mr. Talley created and executed the strategy applicable to Talley King & Company (also NASD member). The business model featured the focus on private placement financings in the medical device market space.

From 1984 to 1994, Mr. Talley conceived and executed the opening of Talley, McNeil and Tormey (TMT), a regionally-focused specialty investment bank and brokerage firm based in Santa Barbara, California.  TMT was a member of the National Association of Securities Dealers with Mr. Talley as its NASD Principal. With aggressive internal success came reputation and external growth by the merger of TMT with Cruttenden & Company, Irvine, CA. Following the transaction, Mr. Talley became one of the three Managing Directors of the merged organization, in which there were 150 investment advisory professionals. The entity operated as Cruttenden and Company from 1991 to 1994.

From 1977 to 1984, operating from Santa Barbara, CA, Mr. Talley opened a satellite office of Shearson and grew the office substantially until the sale to American Express in 1983.

From 1970 to 1977, Mr. Talley began his investment banking career with Smith Barney.
 
     
  Formal Education  
  Cornell University, Ithaca, NY
MBA-Finance, 1969
University of California, Santa Barbara, CA
BA in European History, 1966
 
  Thesis  
  "Consonance and Dissonance on the Shop Floor, a study in motivation" (Stanley Works, Wallingford CT study site)  
  Published  
  The Journal of Human Relations, by The Tavistock Institute, London The Tavistock Institute is affiliated with the University of Michigan, Ann Arbor, MI .  
     
 
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